Broker Check
Why FSC Securities

Managing an Efficient Practice

Being in your corner means helping you run your business effectively and efficiently, so you can focus your energies on serving your existing clients. We strive to create an outstanding financial professional experience through:

Cutting-Edge Operational and Technology Support
Pro-Business Compliance and Supervision
Unique Succession and Business Continuity
Cutting-edge Operational and Technology Support

A financial professional's most valuable asset is time. That’s why our cutting-edge operational and technology support is all about time and efficiency.

Top Producer Support

is our call center dedicated to exclusively assisting our top financial professionals with all their back-office needs. We have Top Producer Support representatives in all of our home office locations to ensure coverage.

Office Automation

suite of products offer financial professional's the opportunity to create a true “paperless office.” As with our other technologies, advisors are free to choose the tools that best fit their business.

Advisor Portal

our single sign on financial professional site for all home office interactions, includes our new Ops Portal that boasts a modern user interface and cutting-edge search functionality.

Ops Portal

a straightforward search engine with smart technology that displays both related content and the site’s most popular content. View operational announcements and your ServiceNet tickets, save documents to your “favorites,” and more.

Salesforce.com

is our CRM system integrated in Advisor Portal that allows you to track leads, record interactions, manage activities, and maintain notes, all in one place.

Client Central
is our streamlined account opening system. The system is easy to use, with intuitive navigation that allows you to find the client information you need quickly.
Advisor Support

is our call center dedicated to providing information and assistance to our financial professionals with all their back-office needs. We have Advisor Support representatives in all of our home office locations to ensure coverage.

Advisor Facing Technology Consultants

are available to discuss all the technology solutions we make available to our financial professionals to enhance their business efficiency.

Pro-Business Compliance and Supervision

Compliance, Supervision, and Legal work in a pro-business culture to interpret regulations, develop policy and mitigate risk.

Compliance

is there to help lessen your regulatory load and ensure you remain up-to-date on important issues by conducting branch exams, anti-money laundering surveillance, advertising review, and much more.

Field Supervision

is focused on your supervisory needs and helping you navigate through regulatory and firm policies, allowing you to run a proficient business and compliant office.

RegEd

is a web-based system used to complete compliance questionnaires and certifications. It is also a supervisory tool, enabling front-line supervisors to view the submissions of their financial professionals.

Continuing Education,

including CFP, CLU/ChFC, CIMA and (in most states) insurance credits, can be attained at many of our meetings, where Strategic Partners provide access to a wide variety of CE eligible courses.

Unique Succession and Business Continuity

When it’s time to monetize your business — will you be ready? What if the unexpected happens — will you be ready? We are here to help with our proprietary platform.

MySuccessionPlan.com,

powered by Advisor Group, offers a robust platform for business valuation, business building, buying, selling, matching, continuity, and transition.

Visit MySuccessionPlan.com
In-House Consultants

serve as your point person through the succession process. Our team boasts more than 50 years of combined experience and hundreds of successful transitions.

Ready for an Extraordinary Partnership?

Contact us

800-372-5646

2300 Windy Ridge Parkway
Suite 750
Atlanta, GA 30339

If you are an existing financial professional interested in joining our firm, please complete the form below. All information is confidential.